Pulmonary Barotrauma

ByRichard E. Moon, MD, Duke University Medical Center
Reviewed/Revised Apr 2023
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Barotrauma is tissue injury caused by a pressure-related change in body compartment gas volume. Factors increasing risk of pulmonary barotrauma include certain behaviors (eg, rapid ascent, breath-holding, breathing compressed air) and lung disorders (eg, COPD [chronic obstructive pulmonary disease]). Pneumothorax and pneumomediastinum are common manifestations. Patients require neurologic examination and chest imaging. Pneumothorax is treated. Prevention involves decreasing risky behaviors and counseling high-risk divers.

(See also Overview of Diving Injuries and Overview of Barotrauma.)

Overexpansion and alveolar rupture can occur when breath holding occurs (usually while breathing compressed air) during ascent, particularly rapid ascent. The result can be

  • Pneumothorax (causing dyspnea, chest pain, and unilateral decrease in breath sounds)

  • Pneumomediastinum (causing sensation of fullness in the chest, neck pain, pleuritic chest pain that may radiate to the shoulders, dyspnea, coughing, hoarseness, and dysphagia).

The most common form of pulmonary barotrauma is pneumomediastinum. Mediastinal air can track into the neck, causing subcutaneous emphysema detectable as crepitation, and voice changes. A crackling sound rarely heard over the heart ("mediastinal crunch," Hamman sign). Air can sometimes track caudad into the peritoneal cavity (falsely suggesting a ruptured viscus and the need for laparotomy), but it does not typically cause peritoneal signs.

Tension pneumothorax, although rare with barotrauma, can cause hypotension, distended neck veins, hyperresonance to percussion, and, as a late finding, tracheal deviation.

Alveolar rupture can allow air into the pulmonary venous circulation with subsequent arterial gas embolism, which is particularly dangerous when it involves the brain, but can also affect other organs (eg, spinal cord, heart, skin, kidneys, spleen, gastrointestinal tract).

Compression of the lungs may occur during very deep descent in breath-hold diving; compression may rarely decrease lung volume below residual volume, causing mucosal edema, vascular engorgement, pulmonary edema, and hemorrhage, which manifest clinically as dyspnea and hemoptysis on ascent.

Diagnosis of Pulmonary Barotrauma

  • Chest imaging

Chest x-ray is done to look for signs of pneumothorax or pneumomediastinum (radiolucent band along the cardiac border). If chest x-ray is negative but there is strong clinical suspicion, then chest CT, which may be more sensitive than plain film x-rays, may be diagnostic. Ultrasound may also be useful for rapid bedside diagnosis of pneumothorax. Pneumoperitoneum without a ruptured viscus should be suspected when pneumoperitoneum is present without peritoneal signs.

If patients have any neurologic deficits found on neurologic examination, arterial gas embolism to the brain should be suspected.

Treatment of Pulmonary Barotrauma

  • 100% oxygen

  • Sometimes tube thoracostomy

Suspected tension pneumothorax is treated with needle decompression followed by tube thoracostomy. If a smaller (eg, 10 to 20%) pneumothorax is present and there is no sign of hemodynamic or respiratory instability, the pneumothorax may resolve when high-flow 100% oxygen is given for 24 to 48 hours. If this treatment is ineffective or if a larger pneumothorax is present, tube thoracostomy (using a pigtail catheter or small chest tube) is done.

No specific treatment is required for pneumomediastinum; symptoms usually resolve spontaneously within hours to days. After a few hours of observation, most patients can be treated as outpatients; high-flow 100% oxygen is recommended to hasten resorption of extra-alveolar gas in these patients. Rarely, mediastinotomy is required to relieve tension pneumomediastinum.

Prevention of Pulmonary Barotrauma

Prevention of pulmonary barotrauma is usually the top priority. Proper ascent timing and techniques are essential. Patients at high risk for pneumothorax during diving include those with pulmonary bullae, Marfan syndrome, chronic obstructive pulmonary disease, or previous spontaneous pneumothorax. Such individuals should not dive or work in areas of compressed air. Patients with asthma may be at risk of pulmonary barotrauma, although many people with asthma can dive safely after they are evaluated and treated appropriately. Patients with pneumomediastinum after a dive should be referred to a diving medicine specialist for assessment of risks of future dives.

After COVID-19 infection, some people develop lung pathology (such as bullae) that could increase their risk for pulmonary barotrauma while diving. Proposed guidelines (1, 2) recommend spirometry and chest imaging for anyone who has had respiratory or cardiac symptoms (including chest pain, palpitations, significant cough, or dyspnea) due to COVID-19 infection

Prevention references

  1. 1. Sadler C, Alvarez Villela M, Van Hoesen K, et al: Diving after SARS-CoV-2 (COVID-19) infection: Fitness to dive assessment and medical guidance. Diving Hyperb Med 50(3):278-287, 2020. doi 10.28920/dhm50.3.278-287

  2. 2. Sadler C, Alvarez-Villela M, Van Hoesen K, et al: Diving after COVID-19: An update to fitness to dive assessment and medical guidance. Diving Hyperb Med 52(1):66-67, 2022. doi: 10.28920/dhm52.1.66-67

Key Points

  • Although rare, pulmonary barotrauma can result in tension pneumothorax, which must be immediately decompressed.

  • Examine all patients who have pulmonary barotrauma for signs of brain dysfunction, which suggests arterial gas embolism.

  • Treat all patients with suspected pulmonary barotrauma with 100% oxygen pending diagnostic testing.

More Information

The following English-language resources may be useful. Please note that THE MANUAL is not responsible for the content of these resources.

  1. Krzyżak J, Korzeniewski K: Medical assessment of fitness to dive. Part I. Int Marit Health 72(1):36-45, 2021. doi: 10.5603/MH.2021.0005

  2. Krzyżak J, Korzeniewski K: Medical assessment of fitness to dive. Part II. Int Marit Health 72(2):115-120, 2021. doi: 10.5603/MH.2021.0005

  3. Divers Alert Network: 24-hour emergency hotline, 919-684-9111

  4. Duke Dive Medicine: Physician-to-physician consultation, 919-684-8111

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